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Regulation Q
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#	Item
431	INITIAL DECISION RELEASE NO. 657 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-14 14:24:41 U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Security Finance Financial regulation SEC filings Government Securities Exchange Act
432	California Department of Real Estate FAQ - Legal References Q. - What are the statutory bases of the programs administered by the Department of Real Estate? A. - The licensing and regulation of Brokers and Salespersons Add to Reading List Source URL: www.bre.ca.gov Language: English - Date: 2012-06-29 19:04:01 California Statutes Property management California law
433	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 14, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-14 06:20:50 Financial regulation U.S. Securities and Exchange Commission Government Securities and Exchange Commission Form 10-Q OTC Markets Group Finance SEC filings Securities Exchange Act Form 10-K
434	INITIAL DECISION RELEASE NO. 655 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-11 17:05:23 U.S. Securities and Exchange Commission Securities regulation in the United States Diamondhead Mississippi Government Financial regulation United States SEC filings Securities Exchange Act Securities and Exchange Commission Form 10-Q
435	INITIAL DECISION RELEASE NO. 656 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-13 16:07:59 U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q OTC Markets Group Securities and Exchange Commission Financial regulation Finance SEC filings Government Securities Exchange Act
436	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 9, 2014 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-01-09 11:20:34 United States Securities and Exchange Commission Business Finance Financial regulation United States corporate law Diamond Foods Securities Exchange Act Securities and Exchange Commission Form 10-Q Sarbanes–Oxley Act United States securities law SEC filings 73rd United States Congress
437	INITIAL DECISION RELEASE NO. 654 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-11 10:40:22 U.S. Securities and Exchange Commission Form 20-F Form 10-K Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Security Financial regulation Financial economics SEC filings Government Securities Exchange Act
438	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 7, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-07 06:23:05 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Securities and Exchange Commission Form 10-Q Form 10-K Government Financial economics SEC filings United States securities law United States Securities and Exchange Commission
439	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 6, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-06 06:15:40 Securities and Exchange Commission Form 10-Q OTC Markets Group Government Financial regulation Finance SEC filings Securities Exchange Act U.S. Securities and Exchange Commission
440	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 12, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-12 11:08:10 Securities and Exchange Commission Form 10-Q U.S. Securities and Exchange Commission Government Financial regulation Finance SEC filings Form 10-K Securities Exchange Act

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